Exam Objectives 5.4
Summarize elements of effective security compliance.
- Compliance reporting: The process of documenting adherence to regulations:
- Internal monitoring: Oversight within the organization
- External monitoring: Oversight by external entities or authorities
- Consequences of non-compliance: Outcomes for violations:
- Fines: Regulatory penalties for non-compliance
- Sanctions: Imposed penalties or restrictions
- Reputational damage: Harm to an organization’s image
- Loss of license: Revoking permissions or certifications
- Contractual impacts: Consequences for breached agreements
- Compliance monitoring: Ensuring adherence to regulations:
- Due diligence/care: Exercising thoroughness and care
- Attestation and acknowledgment: Confirming compliance and recognizing it
- Internal and external: Monitoring within and outside the organization
- Automation: Automated processes and controls for efficiency
- Privacy: Protecting individuals’ personal information and rights:
- Legal implications...